Friends and community matter to licensees
A logical and pragmatic approach to compliance was just the tonic HLB Wealth needed to move forward with its new licensee.
A logical and pragmatic approach to compliance was just the tonic HLB Wealth needed to move forward with its new licensee.
The pressure to select the right licensee to transition to, made making the right decision the most satisfying part.
How long does transitioning to a new licensee take and what is involved? These are two of the most common questions from practices considering a move. An orderly and well-managed transition process should take approximately eight weeks, and while it is in the interests of all parties to get it done, it is far more …
The proposed move to an annual requirement to opt-in clients and obtain their consent prior to charging fees are business transformational. Even if your advice business is already doing these things, ensuring the right processes and structures are in place to meet these obligations in a scalable way, but tailored to the life stages of …